The FSA Register is a list of financial service companies and
individuals regulated by the FSA along with the FSA regulated services they are
authorised to provide. This makes it the definitive register of intermediaries
used by hundreds of financial service companies for compliance purposes. It is
also the best source of marketing information on the market, far exceeding any
list in terms of completeness, accuracy and recency.
FSA Register+ from SDM provides the FSA register electronically via the SDM
website and FTP site. This is an easier, quicker, more reliable and more secure
means of loading the register than CD. SDM also provide free of charge a means
of browsing the register on-line to deliver business-to-business queries, such
as a list of recently authorised intermediaries.
SDM have acted as suppliers of the FSA register since the onset of the
Financial Services Act in 1988 and are proud to count numerous blue-chip
financial service companies as part of their client base.
It currently consists of the following files;
- Company Files
- Firm Authorisation file
- Firm Permission file
- Alternative Firm name file
- Product Authorisation File
- Appointments File
- Sub-Status file
- Individual Files
- Individual Basic Details file
- Individual Controlled Function Details file
- Individual Employment Details file
For a complete definition of the file layouts and contents download the FSA Subscriber Handbook (PDF 250KB) >>
For more information visit the FSA web site >>